Reset to Today

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004.

Content Options:

Add to favourites

View Options:

More Resources:

External link Handbook Publications

You are viewing the version of the document as on 2023-04-28.

Timeline guidance

MAR 5.5 Monitoring compliance with the rules of the MTF6

MAR 5.5.1RRP

6A firm 8 must:

  1. (1)

    have effective arrangements and procedures, relevant to its8 MTF, for the regular monitoring of the compliance by its users with its rules; and

  2. (2)

    monitor the transactions undertaken by its users under its systems in order to identify breaches of those rules, disorderly trading conditions, system disruptions in relation to a financial instrument,8 or conduct that may involve market abuse8.

[Note: article 31(1)8 of MiFID]