Reset to Today

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004.

Content Options:

Add to favourites

View Options:

More Resources:

External link Handbook Publications

Alternative versions

  4. Point in time
    2014-07-22

MAR 5.1 Application1

[Note: ESMA has also issued guidelines under article 16(3) of the ESMA Regulation covering various topics relating to automated trading and direct electronic access.

See www.esma.europa.eu/system/files/esma_2012_122_en.pdf]
MAR 5.1.1RRP

1This chapter applies to:

(1)

a UK domestic firm which operates an MTF from an establishment in the United Kingdom or elsewhere; or

(2)

an overseas firm which operates an MTF from an establishment in the United Kingdom.
MAR 5.1.2R

In this chapter, provisions marked "EU" apply to an overseas firm as if they were rules.1