Reset to Today

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004.

Content Options:

Content Options

View Options:

Alternative versions

  1. Point in time
    2015-03-03

MAR 4.1 Application and Purpose

Application

MAR 4.1.1RRP

1This chapter applies to every firm whose permission includes, or ought to include, any designated investment business, except as set out in MAR 4.4.1 R.

MAR 4.1.2GRP

MAR 4.1.1 R applies regardless of whether the firm's activity:

  1. (1)

    is a regulated activity;

  2. (2)

    is carried on from an office of the firm in the United Kingdom; or

  3. (3)

    is in respect of a client in the United Kingdom.

Purpose

MAR 4.1.3G

[deleted]2

2
MAR 4.1.4G

[deleted]2

2