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  1. Point in time
    2005-07-06

MAR 3.3 Contents and status of this chapter

MAR 3.3.1G

MAR 3 Annex 1 G provides guidance on the scope of this chapter.

MAR 3.3.2G

MAR 3 is not the only chapter of the Handbook that applies to firms doing inter-professional business. Firms should always consider what other parts of the Handbook may apply to them. A table listing the applicable Principles is set out in MAR 3 Annex 2 G. The table also sets out the key provisions of COB and CASS that may also apply to firms doing inter-professional business, but it should not be read as an exhaustive list. Firms should also consider the other provisions of the Handbook, especially but not exclusively ML,2 IPRU and PRU2.1

2
MAR 3.3.3G

MAR 3 Annex 3 G is a statement of what the FSA understands to be generally regarded as good market practice and conventions in certain areas. It is not guidance on rules.