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FCA Handbook
M2G
M2G 2
M2G 2.9 Other organisational requirements

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M2G 2.9 Other organisational requirements

M2G 2.9.1G03/01/2018

1In addition to the SYSC obligations outlined above, firms will find MiFID II-related organisational requirements in respect of complaints handling in DISP, client money and assets (CASS) and product governance obligations in [PROD]. Firms will also remain subject to domestic obligations in the form of the relevant senior management, certification, COCON and approved persons requirements.

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