Reset to Today

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004.

Content Options:

Add to favourites

View Options:

More Resources:

External link Handbook Publications

You are viewing the version of the document as on 2024-05-01.

Timeline guidance

Alternative versions

  1. Point in time
    2024-05-01

LR 21.7 Listing applications and procedures: Certificates representing shares

LR 21.7.1R

1An applicant for admission of certificates representing shares must comply with LR 3.2 and LR 3.4.4R to LR 3.4.6R subject to the modification and additional requirement set out in LR 21.7.2R.

LR 21.7.2R

1In addition to the documents referred to in LR 3.4.6R, an applicant for admission of certificates representing shares must keep a copy of the executed deposit agreement for six years after the admission of the relevant certificates.

Sponsors

LR 21.7.3G

1An applicant that is seeking admission of certificates representing shares is required to retain a sponsor in accordance with LR 8 (Sponsors: Premium listing).

LR 21.7.4R

1An applicant must appoint a sponsor on each occasion that it makes an application for admission of certificates representing shares which requires the production of listing particulars.