LR 20.5 Disclosures
An issuer must submit to the FCA a copy1 of any document required by LR 20.5.2 R to LR 20.5.3 R at the same time as the document is issued, by uploading it to the national storage mechanism1.
An issuer must notify a RIS of all notices to holders of listed miscellaneous securities no later than the date of despatch or publication.
Underlying securities
An issuer must notify a RIS of any adjustment or modification it makes to a miscellaneous security as a result of any change to a security over which the listed miscellaneous security carries a right to buy or subscribe.
Suspension of listing
An issuer must inform the FCA immediately if it becomes aware that any security over which the listed miscellaneous security carries a right to buy or subscribe that is listed or traded outside the United Kingdom has been suspended.
LR 5.1.2 G (7) and LR 5.1.2 G (8) and LR 5.4.6 G may be of relevance to an issuer of miscellaneous securities.