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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004.

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  1. Point in time
    2008-05-31

LR 19.5 Disclosures

LR 19.5.1RRP

An issuer must submit to the FSA two copies of any document required by LR 19.5.2 R to LR 19.5.10 R at the same time as the document is issued.

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LR 19.5.2R

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LR 19.5.3R

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LR 19.5.4R

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LR 19.5.5R

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LR 19.5.6R

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LR 19.5.7RRP

An issuer must notify a RIS of all notices to holders of listed securitised derivatives no later than the date of despatch or publication.

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LR 19.5.8R

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Underlying instruments

LR 19.5.9RRP

An issuer must notify a RIS of any adjustment or modification it makes to the securitised derivative as a result of any change in or to the underlying instrument including details of the underlying event that necessitated the adjustment or modification.

Suspension of listing

LR 19.5.10RRP

An issuer must inform the FSA immediately if it becomes aware that an underlying instrument that is listed or traded outside the United Kingdom has been suspended.

Note: LR 5.1.2G (7) and (8) and LR 5.4.6 G are of relevance to an issuer of securitised derivatives.