Reset to Today

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004.

Content Options:

Add to favourites

View Options:

More Resources:

External link Handbook Publications

Alternative versions

  2. Point in time
    2016-09-23

LR 19.1 Application

LR 19.1.1RRP

1This chapter applies to an issuer of:

  1. (1)

    retail securitised derivatives;

  2. (2)

    specialist securitised derivatives; and

  3. (3)

    other derivative products if the FCA has specifically approved their listing under this chapter.

Other derivative products

LR 19.1.2RRP

For the purposes of this chapter, an issuer of other derivative products that have received the specific approval of the FCA to be listed under this chapter must comply with the rules applicable to an issuer of specialist securitised derivatives unless otherwise stated.

LR 19.1.3RRP

The FCA will not admit to listing, under this chapter, other derivative products that are likely to be bought and traded by investors who are not specialist investors, unless the derivative product falls within the scope of specified investments in Part III of the Regulated Activities Order.