To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).
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LR 18.3 Listing applications
Chapter: Certificates representing certain securities
Effective Date: 28th June 2007
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LR 18.2 Requirements for listing
Chapter: Certificates representing certain securities
Effective Date: 28th June 2007
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COLL 5.2 General investment powers and limits for UCITS schemes
Chapter: Investment and borrowing powers
Effective Date: 20th January 2005
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REC 2.5 Systems and controls and conflicts
Chapter: Recognition requirements
Effective Date: 15th July 2004
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COLL 11.6 Winding up, merger and division of master UCITS
Chapter: Master-feeder arrangements under the UCITS DirectiveMaster-feeder arrangements for UCITS schemes
Effective Date: 27th June 2013
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FEES 4.4 Information on which fees are calculated
Chapter: Periodic fees
Effective Date: 27th September 2007
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COLL 6.4 Title and registers
Chapter: Operating duties and responsibilities
Effective Date: 27th June 2013
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COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes
Chapter: Investment and borrowing powers
Effective Date: 27th July 2006
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DEPP 5.1 Settlement decision makers
Chapter: Settlement decision procedure
Effective Date: 26th July 2007
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RCB 2.3 Determination of registration
Chapter: Applications for registration
Effective Date: 8th December 2011
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CASS 7.13 Segregation of client money
Chapter: Client money : MiFID business rules2008/45
Effective Date: 5th June 2014
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SUP 16.23 Annual Financial Crime Report
Chapter: Reporting requirements
Effective Date: 29th July 2016
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LR 5.6 Reverse takeovers
Chapter: Suspending, cancelling and restoring listingSuspending, cancelling and restoring listing: All securitiesSuspending, cancelling and restoring listing and reverse takeovers: All securities
Effective Date: 27th September 2012
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LR 3.2 Application for admission to listing
Chapter: Listing applications
Effective Date: 15th December 2005
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PR 3.1 Approval of prospectus
Chapter: Approval and publication of prospectus
Effective Date: 16th June 2005
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CASS 7.19 Clearing member client money sub-pools
Chapter: Client money : MiFID business rules2008/45
Effective Date: 5th June 2014