Reset to Today

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004.

Content Options:

Add to favourites

View Options:

More Resources:

External link Handbook Publications

Alternative versions

  1. Point in time
    2006-08-30

LR 18.3 Listing applications

LR 18.3.1RRP

An applicant for admission of certificates representing certain securities must comply with LR 3.2 and LR 3.4.4 R to LR 3.4.7 R subject to the following modifications.

LR 18.3.2RRP

In addition to the documents set out in LR 3.4.4 R that must be submitted to the FSA before midday two business days prior to the consideration of the application for admission, either of the following documents must be submitted at the same time:

  1. (1)

    a copy of the executed deposit agreement; or

  2. (2)

    a final draft of the deposit agreement together with confirmation from the issuer that a copy of the executed deposit agreement will be submitted to the FSA as soon as possible after execution.

LR 18.3.3G

Following submission of the relevant documents, listing may be granted, subject to the issue of the certificates representing certain securities.