Reset to Today

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004.

Content Options:

Content Options

View Options:

Alternative versions

  1. Point in time
    2011-10-01

LR 17.5 Requirements for states, regional and local authorities and public international bodies

LR 17.5.1RRP

This chapter does not apply to a state, a regional or local authority and a public international body with listed debt securities except that such an issuer must comply with LR 17.3.2 R (Admission to trading).1

1

Compliance with transparency rules1

LR 17.5.2RRP
  1. (1)

    1This rule applies to a state, a regional or local authority and a public international body with listed debt securities for whom the United Kingdom is its home Member State for the purposes of the Transparency Directive.

  2. (2)

    An issuer referred to in paragraph (1) that is not already required to comply with the transparency rules must comply with:

    1. (a)

      DTR 5.6.3 R (disclosure of changes in rights);

    2. (b)

      DTR 6.1.2 R (amendments to constitution);

    3. (c)

      DTR 6.1.3 R (2) (equality of treatment);

    4. (d)

      DTR 6.2 (Filing information and use of language); and

    5. (e)

      DTR 6.3 (Dissemination of information).