Reset to Today

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004.

Content Options:

Add to favourites

View Options:

More Resources:

External link Handbook Publications

Alternative versions

  1. Point in time
    2008-12-06

LR 17.1 Application

LR 17.1.1RRP

1This chapter applies to

  1. (1)

    an issuer of any of the following types of securities:

    1. (a)

      debt securities;

    2. (b)

      asset-backed securities;

    3. (c)

      certificates representing debt securities; and

    4. (d)

      specialist securities of the following types:

      1. (i)

        convertible securities which convert to debt securities;

      2. (ii)

        convertible securities which convert to equity securities; and

      3. (iii)

        convertible securities which are exchangeable for securities of another company.

LR 17.1.2GRP

An issuer, as described in LR 17.1.1 R includes:

  1. (1)

    a state monopoly;

  2. (2)

    a state finance organisation;

  3. (3)

    a statutory body; and

  4. (4)

    an OECD state guaranteed issuer.

LR 17.1.3GRP

A state, a regional or local authority or a public international body with listed debt securities should see LR 17.5 for its continuing obligations