LR 16A.1 Application
Application
1This chapter applies to an open-ended investment company applying for, or with, a standard listing.
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Timeline guidance1This chapter applies to an open-ended investment company applying for, or with, a standard listing.
1To be listed, an applicant must:
be an open-ended investment company which is:
an ICVC that has been granted an authorisation order by the FCA; or
an overseascollective investment scheme that is a recognised scheme; and
comply with LR 2 (Requirements for listing: All securities).
1The FCA will admit to listing such number of securities as the applicant may request for the purpose of future issues. At the time of issue the securities will be designated to the relevant class.
1An open-ended investment company must comply with LR 16A.2.1R(1) at all times.
1An open-ended investment company must comply with LR 14.3.1R, LR 14.3.4R, LR 14.3.6R to LR 14.3.8R and LR 14.3.24R.
1An open-ended investment company whose equity shares are admitted to trading on a regulated market in the United Kingdom should consider its obligations under the disclosure requirements.
1An open-ended investment company must notify any change in its taxation status to a RIS as soon as possible.