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You are viewing the version of the document as on 2023-07-03.

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    2023-07-03

LR 16A.3 Requirements with continuing application

Authorisation or recognition

LR 16A.3.1R

1An open-ended investment company must comply with LR 16A.2.1R(1) at all times.

Continuing obligations

LR 16A.3.2R

1An open-ended investment company must comply with LR 14.3.1R, LR 14.3.4R, LR 14.3.6R to LR 14.3.8R and LR 14.3.24R.

LR 16A.3.3G

1An open-ended investment company whose equity shares are admitted to trading on a regulated market in the United Kingdom should consider its obligations under the disclosure requirements.

Changes to tax status

LR 16A.3.4R

1An open-ended investment company must notify any change in its taxation status to a RIS as soon as possible.