Reset to Today

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004.

Content Options:

Add to favourites

View Options:

More Resources:

External link Handbook Publications

You are viewing the version of the document as on 2023-04-28.

Timeline guidance

Alternative versions

  1. Point in time
    2023-04-28

LR 16A.3 Requirements with continuing application

Authorisation or recognition

LR 16A.3.1R

1An open-ended investment company must comply with LR 16A.2.1R(1) at all times.

Continuing obligations

LR 16A.3.2R

1An open-ended investment company must comply with LR 14.3.1R, LR 14.3.4R, LR 14.3.6R to LR 14.3.8R and LR 14.3.24R.

LR 16A.3.3G

1An open-ended investment company whose equity shares are admitted to trading on a regulated market in the United Kingdom should consider its obligations under the disclosure requirements.

Changes to tax status

LR 16A.3.4R

1An open-ended investment company must notify any change in its taxation status to a RIS as soon as possible.