Reset to Today

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004.

Content Options:

Add to favourites

View Options:

More Resources:

External link Handbook Publications

Alternative versions

  4. Point in time
    2015-09-01

LR 15.3 Listing applications and procedures

LR 15.3.1GRP

An applicant is required to comply with LR 3 (Listing applications).

Sponsors

LR 15.3.2GRP

An applicant that is seeking admission of its equity shares 1is required to retain a sponsor in accordance with LR 8 (Sponsors).

LR 15.3.3RRP

An2 applicant must appoint a sponsor on each occasion that it makes an application for admission of equity shares 1which requires the production of listing particulars.

2

Multi-class fund or umbrella fund

LR 15.3.4RRP

An application for the listing of securities of a multi-class fund or umbrella fund must provide details of the various classes or designations of securities intended to be issued by the applicant.