To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).
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LR 15.4 Continuing obligations
Chapter: Investment entitiesClosed-Ended Investment Funds
Effective Date: 6th December 2007
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LR 15.2 Requirements for listing
Chapter: Investment entitiesClosed-Ended Investment Funds
Effective Date: 6th December 2007
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LR 8.2 When a sponsor must be appointed or its guidance obtained
Chapter: Sponsors
Effective Date: 28th June 2007
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LR 5.2 Cancelling listing
Chapter: Suspending, cancelling and restoring listingSuspending, cancelling and restoring listing: All securitiesSuspending, cancelling and restoring listing and reverse takeovers: All securities
Effective Date: 28th June 2007
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LR 15.1 Application
Chapter: Investment entitiesClosed-Ended Investment Funds
Effective Date: 16th June 2005
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COLL 5.5 Cash, borrowing, lending and other provisions
Chapter: Investment and borrowing powers
Effective Date: 23rd February 2006
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COLL 6.3 Valuation and pricing
Chapter: Operating duties and responsibilities
Effective Date: 28th September 2006
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COLL 5.2 General investment powers and limits for UCITS schemes
Chapter: Investment and borrowing powers
Effective Date: 20th January 2005
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FEES 6.3 The FSCS's power to impose levies
Chapter: Financial Services Compensation Scheme Funding
Effective Date: 25th October 2006
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LR 5.4A Transfer between listing categories: Equity shares
Chapter: Suspending, cancelling and restoring listingSuspending, cancelling and restoring listing: All securitiesSuspending, cancelling and restoring listing and reverse takeovers: All securities
Effective Date: 24th September 2009
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LR 11.1 Related party transactions
Chapter: Related party transactions
Effective Date: 16th June 2005
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LR 15.6 Notifications and periodic financial information
Chapter: Investment entitiesClosed-Ended Investment Funds
Effective Date: 6th December 2007
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LR 15.5 Transactions
Chapter: Investment entitiesClosed-Ended Investment Funds
Effective Date: 28th June 2007