Reset to Today

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004.

Content Options:

Add to favourites

View Options:

More Resources:

External link Handbook Publications

Alternative versions

  1. Point in time
    2007-02-12

LR 15.1 Application

LR 15.1.1RRP

1This chapter applies to the following issuers with, or applying for, a listing of their securities:

  1. (1)

    an investment company;

  2. (2)

    an investment trust;

  3. (3)

    an overseas investment company seeking a primary listing;

  4. (4)

    a property investment company;

  5. (5)

    an authorised property unit trust;

  6. (6)

    an open-ended investment company which is a recognised scheme;

  7. (7)

    an open-ended investment company which is an unrecognised scheme; and

  8. (8)

    an issuer of securities falling within paragraph 1 of Schedule 11A to the Act (Transferable securities).

LR 15.1.2G
  1. (1)

    LR 15.2.2 R and LR 15.3 apply to all investment entities.

  2. (2)

    LR 15.2 and LR 15.4 apply to:

    1. (a)

      an investment company;

    2. (b)

      an investment trust; and

    3. (c)

      an overseas investment company.

  3. (3)

    LR 15.5 applies to a property investment company.

  4. (4)

    LR 15.6 applies to an authorised property unit trust.

  5. (5)

    LR 15.2.15 G to LR 15.2.16 R and LR 15.7 apply to an open-ended investment company.