To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).
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COLL 5.2 General investment powers and limits for UCITS schemes
Chapter: Investment and borrowing powers
Effective Date: 20th January 2005
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COLL 6.9 Independence, names and UCITS business restrictions
Chapter: Operating duties and responsibilities
Effective Date: 23rd February 2006
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SUP 16.23 Annual Financial Crime Report
Chapter: Reporting requirements
Effective Date: 29th July 2016
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DTR 6.1 Information requirements for issuers of shares and debt securities
Chapter: Continuing obligations and access to information
Effective Date: 21st December 2006
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PERG 8.21 Company statements, announcements and briefings
Chapter: Financial promotion and related activities
Effective Date: 15th September 2005
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REC 3.14 Products, services and normal hours of operation
Chapter: Notification rules for UK recognised bodies
Effective Date: 25th January 2007
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DTR 8.5 Supervision of primary information providers
Chapter: Primary Information Providers
Effective Date: 31st January 2014
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COLL 4.4 Meetings of Unitholders and service of notices
Chapter: Investor Relations
Effective Date: 23rd February 2006
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SYSC 19D.3 Remuneration principles
Chapter: Dual-regulated firms Remuneration Code
Effective Date: 3rd May 2017
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PERG 8.12 Exemptions applying to all controlled activities
Chapter: Financial promotion and related activities
Effective Date: 15th September 2005
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MAR 8.3 Requirements for benchmark administrators [deleted]
Chapter: Benchmarks
Effective Date: 26th February 2015
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PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)
Chapter: Meaning of open-ended investment company
Effective Date: 1st July 2005
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CASS 7.13 Segregation of client money
Chapter: Client money : MiFID business rules2008/45
Effective Date: 5th June 2014
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COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes
Chapter: Investment and borrowing powers
Effective Date: 27th July 2006
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PERG 9.10 Significance of being an open-ended investment company
Chapter: Meaning of open-ended investment company
Effective Date: 15th September 2005
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PERG 8.14 Other financial promotions
Chapter: Financial promotion and related activities
Effective Date: 15th September 2005
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COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary
Chapter: Operating duties and responsibilities
Effective Date: 21st April 2005