Reset to Today

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004.

Content Options:

Add to favourites

View Options:

More Resources:

External link Handbook Publications

Alternative versions

  1. Point in time
    2009-07-31

LR 13.1 Preliminary

Application

LR 13.1.1RRP

1This chapter applies to a company that has a primary listing of equity securities.

Listed company to ensure circulars comply with chapter

LR 13.1.2RRP

A listed company must ensure that circulars it issues to holders of its listed equity securitiescomply with the requirements of this chapter.

Incorporation by reference

LR 13.1.3RRP

Information may be incorporated in a circular by reference to relevant information contained in:

  1. (1)

    a prospectus or listing particulars; or

  2. (2)

    any other published document that has been filed with the FSA.

LR 13.1.4RRP

Information incorporated by reference must be the latest available to the listed company.

LR 13.1.5RRP

Information required by LR 13.3.1R (1) (2)must not be incorporated in the circular by reference to information contained in another document.

LR 13.1.6RRP

When information is incorporated by reference, a cross reference list must be provided in the circular to enable security holders to identify easily specific items of information. The cross reference list must specify where the information can be accessed by security holders.