Reset to Today

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004.

Content Options:

Add to favourites

View Options:

More Resources:

External link Handbook Publications

Alternative versions

  1. Point in time
    2006-06-01

LLD 4.3 Information about the capacity transfer market

LLD 4.3.1R

The Society must give the FSA a report as at the end of each calendar quarter in which any capacity is transferred.

LLD 4.3.2R

The report referred to in LLD 4.3.1 R must reach the FSA within one month of the end of the relevant calendar quarter and must include information on:

  1. (1)

    the total capacity in syndicates transferred during the quarter, analysed by syndicate and method of transfer;

  2. (2)

    the number, and nature, of all investigations by the Society into conduct in the capacity transfer market undertaken or continued during the quarter; and

  3. (3)

    the number, and nature, of all complaints received during the quarter about the operation of the capacity transfer market.

LLD 4.3.3G

The report referred to in LLD 4.3.1 R must be submitted in writing in accordance with SUP 16.3.7 to SUP 16.3.10 (see SUP 16.3.6).1