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FCA Handbook
IPRU-INV
IPRU-INV 9
IPRU-INV 9.1 APPLICATION

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IPRU-INV 9.1 APPLICATION

IPRU-INV 9.1.1R30/12/2015RP

(1)
This chapter applies to an exempt CAD firm which is:
1. (a)
  an investment management firm; or
2. (b)
  a securities and futures firm.
(2)
This chapter also applies to a local firm.

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