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  5. Point in time
    2014-01-31

INSPRU Sch 2 Notification and reporting requirements

INSPRU Schedule 2.1

1The aim of the guidance in the following table is to give the reader a quick overall view of the relevant notification requirements.

INSPRU Schedule 2.2

It is not a complete statement of those requirements and should not be relied on as if it were.

INSPRU Schedule 2.3

Table

Handbook reference

Matter to be notified

Contents of notification

Trigger event

Time allowed

[deleted]

[deleted]

[deleted]

 3

3INSPRU 6.1.43B R

Intention of a group undertaking to issue a capital instrument for inclusion in group capital resources

Fact of intention and details of intended amount, issue date, type of investor, stage of capital, features of instrument and confirmation of compliance with rules

Intention to issue

As soon as proposed issue becomes known to firm

3INSPRU 6.1.43C R

Proposed changes to details of the issue of a capital instrument notified under INSPRU 6.1.43B R

Proposed change and all information required under INSPRU 6.1.43B R (1) to INSPRU 6.1.43B R (4)

Intention to change any details of the issue previously notified to the appropriate regulator

As soon as the changes are proposed

3INSPRU 6.1.43D R

Proposed establishment of a debt securities program by a group undertaking

All information required by INSPRU 6.1.43B R (1) to INSPRU 6.1.43B R (4)

Intention to establish

As soon as proposed establishment becomes known to firm

3INSPRU 6.1.43F R

Issue of capital instruments by a group undertaking under INSPRU 6.1.43E R

All information required under INSPRU 6.1.43B R (1) to INSPRU 6.1.43B R (3) and confirmation that no changes have been made to the terms of the instrument since the previous issue of a similar instrument

Intention to issue

No later than date of issue

[deleted]

22

[deleted]

22

[deleted]

INSPRU 8.2.23 R

[FCA] [PRA]

Intention to approve the form of any new Lloyd's trust deed

Fact of intention

Intention to approve

As soon as practical

INSPRU 8.2.24 R

[FCA] [PRA]

Intention to make any amendment which may alter the meaning or effect of any byelaw (including Lloyd's trust deeds, standard form letters of credit and guarantees)

Fact of intention

Intention to amend

As soon as practical

INSPRU 8.2.25 R

[FCA] [PRA]

Full details of form of new Lloyd's trust deed or amendments to byelaw (including Lloyd's trust deeds, standard form letters of credit and guarantees)

  • Statement of purpose of amendment or new form and expected impact, if any, on policyholders, managing agents, members and potential members, and
  • Description of the consultation undertaken and summary of significant responses to consultation

Not specified

Normally not less than three months in advance of proposed change