Reset to Today

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004.

Content Options:

Add to favourites

View Options:

More Resources:

External link Handbook Publications

Alternative versions

  1. Point in time
    2016-04-28

IFPRU 2.4 Reporting of breaches

IFPRU 2.4.1RRP
  1. (1)

    A firm must have appropriate procedures in place for its employees to report breaches internally through a specific, independent and autonomous channel.

  2. (2)

    The channel in (1) may be provided through arrangements provided for by social partners, subject to the Public Interest Disclosure Act 1998 and the Employment Rights Act 1996 to the extent that they apply.

[Note: article 71(3) of CRD]