Reset to Today

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004.

Content Options:

Add to favourites

View Options:

More Resources:

External link Handbook Publications

Alternative versions

  1. Point in time
    2014-06-12

IFPRU 10.7 Exemption

IFPRU 10.7.1 R

This chapter does not apply to a firm that meets the condition in IFPRU 10.7.2 R.

[Note: articles 129(2) (part) and 130(2) (part) of CRD]

IFPRU 10.7.2 R RP
  1. (1)

    The condition referred to in IFPRU 10.7.1 R is that the firm is a small and medium-sized investment firm.

  2. (2)

    For this purpose, a firm is categorised as small and medium-sized in accordance with the European Commission Recommendation 2003/361/EC concerning the definition of micro, small and medium-sized enterprises.

[Note: articles 129(4) and 130(4) of CRD]