Reset to Today

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004.

Content Options:

Add to favourites

View Options:

More Resources:

External link Handbook Publications

Alternative versions

  1. Point in time
    2017-01-01

IFPRU 10.5 Capital conservation plan

IFPRU 10.5.1RRP

When a firm does not meet the combined buffer, it must prepare a capital conservation plan and submit it to FCA no later than five business days after the firm identified that it did not meet the combined buffer.

[Note: article 142(1) of CRD]

IFPRU 10.5.2RRP

The capital conservation plan must include the following

  1. (1)

    the MDA;

  2. (2)

    estimates of income and expenditure and a forecast balance sheet;

  3. (3)

    measures to increase the capital ratios of the firm; and

  4. (4)

    a plan and timeframe for the increase of own funds with the objective of meeting the combined buffer.

[Note: article 142(2) of CRD]