To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).
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IFPRU 1.1 Application and Purpose
Chapter: Application [deleted]FCA 2021/39Application
Effective Date: 1st January 2014
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SUP 16.12 Integrated Regulatory Reporting
Chapter: Reporting requirements
Effective Date: 21st December 2006
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PERG 13.7 The territorial application of MiFID
Chapter: Guidance on the scope of the Markets in Financial Instruments Directive and the recast Capital Adequacy Directive
Effective Date: 25th October 2007
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IFPRU 2.2 Internal capital adequacy assessment process
Chapter: Supervisory processes and governance [deleted]FCA 2021/39Supervisory processes and governance
Effective Date: 30th January 2014
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IFPRU 2.3 Supervisory review and evaluation process: internal capital adequacy standards
Chapter: Supervisory processes and governance [deleted]FCA 2021/39Supervisory processes and governance
Effective Date: 30th January 2014
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PERG 13.6 CRD IV
Chapter: Guidance on the scope of the Markets in Financial Instruments Directive and the recast Capital Adequacy Directive
Effective Date: 25th October 2007
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GENPRU 2.2 Capital resources
Chapter: Capital [deleted]FCA 2021/39Capital
Effective Date: 21st December 2006
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PERG 2.8 Exclusions applicable to particular regulated activities
Chapter: Authorisation and regulated activities
Effective Date: 15th September 2005
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SYSC 7.1 Risk control
Chapter: Risk control [Note: Not mandatory for a common platform firm until 01/11/07. See SYSC TP1]Risk control
Effective Date: 23rd November 2006
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PERG 2.5 Investments and activities: general
Chapter: Authorisation and regulated activities
Effective Date: 28th September 2006
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IFPRU 3.2 Capital
Chapter: Own funds [deleted]FCA 2021/39FCA 2013/74Own funds
Effective Date: 30th January 2014
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GENPRU 2.1 Calculation of capital resources requirements
Chapter: Capital [deleted]FCA 2021/39Capital
Effective Date: 25th October 2006
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IFPRU 3.1 Base own funds requirement
Chapter: Own funds [deleted]FCA 2021/39FCA 2013/74Own funds
Effective Date: 1st January 2014
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IFPRU 8.2 Large Exposures
Chapter: Prudential consolidation and large exposures [deleted]FCA 2021/39Prudential consolidation and large exposuresFCA 2013/76
Effective Date: 1st January 2014
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IFPRU 6.1 Market risk requirements
Chapter: Market risk [deleted]FCA 2021/39Market risk
Effective Date: 1st January 2014
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FEES 4.4 Information on which Fees are calculated
Chapter: Periodic fees
Effective Date: 27th September 2007
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PERG 2.7 Activities: a broad outline
Chapter: Authorisation and regulated activities
Effective Date: 22nd June 2006
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IFPRU 8.1 Prudential consolidation
Chapter: Prudential consolidation and large exposures [deleted]FCA 2021/39Prudential consolidation and large exposuresFCA 2013/76
Effective Date: 1st January 2014