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  3. Point in time
    2024-09-25

ICOBS Sch 1 Record keeping requirements

G

1Notes

1

The aim of the guidance in the following table is to give the reader a quick overall view of the relevant record keeping requirements.

2

It is not a complete statement of those requirements and should not be relied on as if it were.
G

Handbook reference

Subject of record

Contents of record

When record must be made

Retention period

ICOBS 1 Annex 1 G, Part 2 3.1R(3)

Record of election to comply with COBS rules for pure protection policies (including amendment or reversal)

Date of election and precise description of parts of the firm's business that will comply with COBS provisions

Not specified

Indefinitely