To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).
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ICOB 8.4 Unsolicited services
Chapter: Distance non-investment mediation contracts with retail customers
Effective Date: 15th April 2004
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ICOB 2.4 Reliance on others
Chapter: General rules (including unfair inducements)
Effective Date: 14th January 2005
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MCOB 2.8 Record keeping
Chapter: Conduct of business standards: general
Effective Date: 31st October 2004
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COB 2.3 Reliance on others
Chapter: Rules which apply to all firms conducting designated investment business
Effective Date: 18th December 2003
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TC 2.1 Application: who? where? and what?
Chapter: Rules and GuidanceCompetence
Effective Date: 19th September 2002
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ICOB 8.2 General rules
Chapter: Distance non-investment mediation contracts with retail customers
Effective Date: 14th January 2005
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SUP 5.3 Policy on the use of skilled persons
Chapter: Reports by skilled persons
Effective Date: 20th January 2005
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DISP 1.1 Application and Purpose
Chapter: Complaint handling procedures for firms
Effective Date: 20th December 2001
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PERG 8.28 Advice or information
Chapter: Financial promotion and related activities
Effective Date: 1st July 2005
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PERG 6.7 Examples
Chapter: Guidance on the Identification of Contracts of Insurance
Effective Date: 1st July 2005
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SYSC 3.2 Areas covered by systems and controls
Chapter: Systems and controlsSystems and Controls
Effective Date: 21st November 2002
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PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance
Chapter: Guidance on insurance distribution activitiesGuidance on insurance mediation activities
Effective Date: 1st July 2005
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SYSC 2.2 Recording the apportionment
Chapter: Senior management arrangements
Effective Date: 1st December 2001
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COLL 6.4 Title and registers
Chapter: Operating duties and responsibilities
Effective Date: 1st April 2004
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ICOB 8.1 Application and purpose
Chapter: Distance non-investment mediation contracts with retail customers
Effective Date: 14th January 2005
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SYSC 5.1 Skills, knowledge and expertise
Chapter: Employees, agents and other relevant persons [Note: Not mandatory for a common platform firm until 01/11/07. See SYSC TP1]Employees, agents and other relevant persons
Effective Date: 23rd November 2006