GEN TP 1 Transitional provisions

GEN TP 1.3 (3) Transitional Provisions applying to GEN only

(1)	(2) Material to which the transitional provision applies	(3)	(4) Transitional provision	(5) Transitional provision: dates in force	(6) Handbook provision: coming into force
54	GEN 6.14	R	4GEN 6.1 does not: (1) apply to an unamended contract of insurance, first entered into on or before 24 July 2003; or (2) prohibit a firm from claiming on, or making a payment under, a contract of insurance: (a) in connection with a financial penalty imposed by the FSA pursuant to a warning notice issued before 25 July 2003; or (b) first entered into between 25 July 2003 and 31 December 2003 in respect of a financial penalty imposed by the FSA by a final notice issued on or before 31 December 2003. (For these purposes only, a contract of insurance will be regarded as unamended if: (i) it was amended on or before 24 July 2003; or (ii) it was amended after 24 July 2003, but the amendments did not affect the duration or scope of any indemnity against a financial penalty imposed by the FSA under the Act.)	4From 1 January 2004	41 January 2004
911	GEN 5 Annex 1 G	G	[expired]21 21	21	21
1210	GEN 4.3.1 R	R	[expired]21 21 21	21	21
1611	GEN 4.5	R	[expired]21 21 21
1612	GEN 4 Annex 1 R	R	[expired]21 21 21	21	21
2013	GEN 4.3.1 R, GEN 4 Annex 1 R and GEN 4 Annex 1A	R	[expired]21 21	21	21
2014	GEN 4.5.3 R and GEN 4.5.4 R	R	[expired]21 21	21	21
2215	Rules and directions implementing MiFID II	R	[expired]23	23	23
2216	Rules and directions implementing MiFID II	G	[expired]23	23	23

GEN TP 1.3 (4) Transitional Provisions applying to GEN only

The references to "GEN 6.1" in the table above must be read as "GEN 6.1 and General Provisions 7 in the