Content Options:

Add to favourites

View Options:

More Resources:

External link Handbook Publications

You are viewing the version of the document as on 2021-10-04.

GEN Sch 1 Record keeping requirements

GEN Sch 1.1G

[deleted]1

GEN Sch 1.2G

1The aim of the guidance in the following table is to give the reader a quick overall view of the relevant record keeping requirements.

GEN Sch 1.3G

1It is not a complete statement of those requirements and should not be relied on as if it were.

GEN Sch 1.4G

1Handbook reference

Subject of record

Contents of record

When record must be made

Retention period

GEN TP 4, row 4G

An election to comply early with the Insurance Distribution Directive (IDD)

The election and the new and replaced provisions to which that election relates

In accordance with the firm’s general record keeping obligations

In accordance with the firm’s general record keeping obligations