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You are viewing the version of the document as on 2022-09-30.

Timeline guidance

GEN 1.1 Application

[Note: ESMA has also issued guidelines under article 16(3) of the ESMA Regulation covering various topics relating to automated trading and direct electronic access.

7See www.fca.org.uk7]
GEN 1.1.1RRP
  1. (1)

    This chapter applies to every firm. GEN 1.3 (Emergency) also applies to an unauthorised person to whom a rule in the Handbook applies.1

  2. (2)

    [deleted]4

    33332
GEN 1.1.2GRP

[deleted]5