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You are viewing the version of the document as on 2023-11-06.

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    2023-11-06

FUND 3.1 Application

FUND 3.1.1G

1The application of this chapter is summarised in the following table; the detailed application is provided in each section.

Type of firm

Applicable sections

Full-scope UK AIFM of a UK AIF.

All of chapter 3.

2

2

2

2

2

2

Full-scope UK AIFM of a non-UK AIF2 marketed in the UK.

All of chapter 3 with the exception of FUND 3.12 (Marketing in the UK2).

Full-scope UK AIFM of a non-UK AIF2 not marketed in the UK.

All of chapter 3 with the exception of FUND 3.3 (Annual report of an AIF), FUND 3.11 (Depositaries) and FUND 3.12 (Marketing in the UK2).

UK depositary of a UK AIF or a non-UK AIF2.

FUND 3.11 (Depositaries).