Reset to Today

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004.

Content Options:

Add to favourites

View Options:

More Resources:

External link Handbook Publications

Alternative versions

  3. Point in time
    2020-10-23

FINMAR 2.1 Application and purpose

Application

FINMAR 2.1.1R

[deleted]2

FINMAR 2.1.1AGRP

2This chapter is relevant to all natural and legal persons to whom the short selling regulation applies, whether or not they are regulated by the FCA.

Purpose

FINMAR 2.1.2GRP

The purpose of this chapter is to provide guidance in relation to the FCA's functions under the short selling regulation.2

22

2Note: Other parts of the Handbook that may also be relevant to natural and legal persons to whom the short selling regulation applies include:

Chapter 2 of SUP (the Supervision manual) and DEPP (the Decision Procedure and Penalties manual).

The following Regulatory Guides are also relevant:

1. the Enforcement Guide (EG)