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You are viewing the version of the document as on 2023-07-28.

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    2023-07-28

FEES TP 4 Transitional provisions relating to information requirements following changes to FEES 4 or 5

14.1

Effect of changes to FEES 4 or 5 in relation to the supply of information to the appropriate regulator

4.1.1

[FCA] [PRA]

R

This rule applies where any rule, or amendment to a rule, in FEES 4 or FEES 5 ("a FEES rule") has been made but will only come into force in relation to a future financial year of the appropriate regulator or Financial Ombudsman Service ("the future year"), as the case may be.

4.1.2

[FCA] [PRA]

R

Unless another rule expressly disapplies this rule, a FEES rule has immediate effect for the supply of information under FEES 4.4 or FEES 5.4 in relation to that future year.

4.1.3

[FCA] [PRA]

R

A reference in this rule to an appropriate regulator or Financial Ombudsman Service financial year is a reference to the 12 months ending 31 March.