FEES TP 1 Transitional Provisions
FEES TP 1.1
1(1) |
(2) Material to which the transitional provision applies |
(3) |
(4) Transitional Provision |
(5) Transitional Provision: dates in force |
(6) Handbook provision: coming into force |
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1. |
FEES 3.2.7 R(p) |
R |
A firm does not have to pay a fee if: |
2 October 2006 to 5 April 2007 |
1 June 2006 |
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(1) |
it is seeking only to increase the scope of its permission to include: |
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(a) |
establishing, operating or winding up a personal pension scheme; or |
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(b) |
(if the firm is in activity group A12 or A13) the designated investments: |
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(i) |
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(ii) |
rights to or interests in a personal pension scheme, and |
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(2) |
it was, as at 1 October 2006, carrying on what would become on 6 April 2007: |
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(a) |
the regulated activity in (1)(a), or |
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(b) |
a regulated activity in relation to the designated investments in (1)(b). |
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2. |
FEES 4 Annex 1 R Part 3, Activity group A9 (operators, trustees and depositaries of collective investment schemes) |
R |
References to gross income received in connection with operating a personal pension scheme or a stakeholder pension scheme include gross income received in connection with operating a personal pension scheme or a stakeholder pension scheme before 6 April 2007, if and to the extent that, if the same activities had been carried out in relation to the same scheme on 6 April 2007 those activities would have amounted to operating a personal pension scheme or a stakeholder pension scheme. |
From 6 April 2007 to 30 April 2008 |
6 April 2007 |
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23. |
FEES 4 Annex 1 R Part 3, Activity group A2 |
Any reference to the number of home purchase plans and/or home reversion plans must be read as including any home purchase plan or home reversion plan entered into or administered before 6 April 2007, as relevant, which would be a home purchase plan or a home reversion plan if entered into or administered on or after 6 April 2007. |
From 6 April 2007 - 30 April 2008 |
6 April 2007 |
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34. |
FEES 4 Annex 1 R, Activity Group A.2 |
Any reference to the number of regulated sale and rent back agreements must be read as including any sale and rent back agreement entered into or administered before 1 July 2009, as relevant, which would be a regulated sale and rent back agreement if entered into or administered on or after 1 July 2009. |
1 July 2009 to 30 June 2010 |
1 July 2009 |
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