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FEES App 2 Annex 3 Glossary of definitions

G

1The following words or terms used in FEES Appendix 2 appearing in bold (other than headings and titles) have the meanings given to them below.

1Expression

Definition

beneficial owner

has the meaning given in Regulation 3 of the MLR.

day

a period of 24 hours beginning at midnight.

FCA

Financial Conduct Authority.

fee year

1 April to 31 March inclusive.

firm

has the meaning given in Regulation 3 of the MLR.

manager

has the meaning given in Regulation 3 of the MLR.

MLR

the Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 (SI 2017/692).

month

(in accordance with the Interpretation Act 1978) a calendar month.

officer

has the meaning given in Regulation 3 of the MLR.

OPBAS Regulations

the Oversight of Professional Body Anti-Money Laundering and Counter Terrorist Financing Supervision Regulations 2017 (SI 2017/1301).

person

(in accordance with the Interpretation Act 1978) any person, including a body of persons corporate or unincorporate (that is, a natural person, a legal person and, for example, a partnership).

professional body supervisor

a professional body listed in Schedule 1 to the MLR.

relevant person

has the meaning given in Regulation 3 of the MLR.

supervised

is subject to supervision by a professional body supervisor in its capacity as supervisory authority within the meaning of Regulation 7(1)(b) of the MLR.