FEES 7 Annex 1 CFEB levies for the period from 1 April 2010 to 31 March 2011

A.1

Band Width ( million of Modified Eligible Liabilities (MELs))

Fixed sum (/m or part m of MELs)

> 10 - 140

3.67

> 140 - 630

3.67

>630 -1,580

3.67

>1,580 - 13,400

3.67

>13,400

3.67

Note 1

For a firm in A.1 which has a limitation on its permission to the effect that it may accept deposits from wholesale depositors only, this levy is calculated as above less 30%.

A.2

Band Width (no. of mortgages and/or home finance transactions)

Fixed sum (/mortgage)

>50 - 130

0.10

>130 - 320

0.10

>320 - 4,570

0.10

>4, 570 - 37,500

0.10

> 37,500

0.10

A.3

Gross premium income (GPI)

Band Width ( million of GPI)

Fixed sum (/m or part m of GPI)

>0.5 - 10.5

45.21

>10.5 -30

45.21

>30 - 245

45.21

>245 - 1, 900

45.21

>1,900

45.21

PLUS

Gross technical liabilities (GTL)

Band Width ( million of GTL)

Fixed sum (/m or part m of GTL)

>1 - 12.5

2.29

>12.5 - 70

2.29

>70 - 384

2.29

>384 - 3,750

2.29

>3,750

2.29

A.4

Adjusted annual gross premium income (AGPI)

Band Width ( million of AGPI)

Fixed sum (/m or part m of AGPI)

>1 - 5

56.32

>5 - 40

56.32

>40 - 260

56.32

>260 - 4,000

56.32

>4,000

56.32

PLUS

Mathematical reserves (MR)

Band Width ( million of MR)

Fixed sum (/m or part m of MR)

>1 - 20

1.23

>20 - 270

1.23

>270 - 7,000

1.23

>7,000 - 45,000

1.23

>45,000

1.23

A.5

Band Width ( million of Active Capacity (AC))

Fixed sum (/m or part m of AC)

>50 - 150

4.25

>150 - 250

4.25

>250 - 500

4.25

>500 - 1,000

4.25

>1,000

4.25

A.6

Flat levy

120,590

A.7

For class 1(C), (2) and (3) firms:

Band Width ( million of Funds under Management (FuM))

Fixed sum (/m or part m of FuM)

>10 - 150

0.68

>150 - 2,800

0.68

>2,800 - 17,500

0.68

>17,500 - 100,000

0.68

>100,000

0.68

For class 1(B) firms: the fee calculated as for class 1(C) firms above, less 15%.

For class 1(A) firms: the fee calculated as for class 1(C) firms above, less 50%.

Class 1(A), (B) and (C) firms are defined in FEES 4 Annex 1

A.9

Band Width ( million of Gross Income (GI))

Fixed sum (/m or part m of GI)

>1 - 4.5

83.19

>4.5 - 17

83.19

>17 - 145

83.19

>145 - 50

83.19

>750

83.19

A.10

Band Width (no. of traders)

Fixed sum (/trader)

2 - 3

253.40

4 - 5

253.40

6 - 30

253.40

31 - 180

253.40

>180

253.40

A.12

Band Width (no. of persons)

Fixed sum (/person)

2 - 5

33.90

6 - 35

33.90

36 - 175

33.90

176 - 1,600

33.90

>1,600

33.90

For a professional firm in A.12 the fee is calculated as above less 10%.

A.13

For class (2) firms

Band Width (no. of persons)

Fixed sum (/person)

2 - 3

102.10

4 - 30

102.10

31 - 300

102.10

301 - 2,000

102.10

>2,000

102.10

For a professional firm in A.13 the fee is calculated as above less 10%.

A.14

Band Width (no. of persons)

Fixed sum (/person)

2 - 4

106.11

5 - 25

106.11

26 - 80

106.11

81 - 199

106.11

>199

106.11

A.18

Band Width ( thousands of Annual Income (AI))

Fixed sum (/ thousand or part thousand of AI)

>100 - 180

0.85

>180 - 1,000

0.85

>1,000 - 12,500

0.85

>12,500 - 50,000

0.85

>50,000

0.85

A.19

Band Width ( thousands of Annual Income (AI))

Fixed sum (/ thousand or part thousand of AI)

>100 - 325

0.20

325 - 10,000

0.20

10,000 - 50,750

0.20

50,750 - 250,000

0.20

>250,000

0.20

(1)

This Part sets out the minimum CFEB levy applicable to the firms specified in (3) below.

(2)

The minimum CFEB levy payable by any firm referred to in (3) is £10.

(3)

A firm is referred to in this paragraph if it falls within the following activity groups: A.1; A.2; A.3 (excluding UK ISPVs); A.4; A.5; A.7; A.9; A.10; A.12; A.13; A.14; A.18; and A.19.