To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).
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FEES 6.6 Incoming EEA firms
Chapter: Financial Services Compensation Scheme Funding
Effective Date: 25th October 2007
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SUP 14.1 Application and purpose
Chapter: Incoming EEA firms changing details, and cancelling qualification for authorisationIncoming EEA firms changing details, and cancelling qualification for authorisation [deleted]
Effective Date: 20th September 2001
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SUP App 3.6 Freedom to provide services
Chapter: Guidance on passporting issuesGuidance on passporting issues [deleted]
Effective Date: 20th May 2004
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SUP App 3.3 Background
Chapter: Guidance on passporting issuesGuidance on passporting issues [deleted]
Effective Date: 20th May 2004
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FEES 6.3 The FSCS's power to impose levies
Chapter: Financial Services Compensation Scheme Funding
Effective Date: 25th October 2006
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FEES 6.1 Application
Chapter: Financial Services Compensation Scheme Funding
Effective Date: 15th December 2005
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SUP 13A.1 Application and purpose
Chapter: Qualifying for authorisation under the ActQualifying for authorisation under the Act [deleted]
Effective Date: 15th December 2005
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FEES 6.7 Payment of levies
Chapter: Financial Services Compensation Scheme Funding
Effective Date: 28th September 2008
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SUP 14.2 Changes to branch details
Chapter: Incoming EEA firms changing details, and cancelling qualification for authorisationIncoming EEA firms changing details, and cancelling qualification for authorisation [deleted]
Effective Date: 18th October 2001
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CASS 7.10 Application and purpose
Chapter: Client money : MiFID business rules2008/45
Effective Date: 5th June 2014
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SUP 13.6 Changes to branches
Chapter: Exercise of passport rights by UK firmsExercise of passport rights by UK firms [deleted]
Effective Date: 18th October 2001
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FEES 6.4 Management expenses
Chapter: Financial Services Compensation Scheme Funding
Effective Date: 31st October 2007
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SUP 13.5 Notices of intention
Chapter: Exercise of passport rights by UK firmsExercise of passport rights by UK firms [deleted]
Effective Date: 18th October 2001
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SUP 13.3 Establishing a branch in another EEA State
Chapter: Exercise of passport rights by UK firmsExercise of passport rights by UK firms [deleted]
Effective Date: 18th October 2001
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PERG 2.5 Investments and activities: general
Chapter: Authorisation and regulated activities
Effective Date: 28th September 2006
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PERG 2.9 Regulated activities: exclusions applicable in certain circumstances
Chapter: Authorisation and regulated activities
Effective Date: 15th September 2005
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FEES 6.5 Compensation costs
Chapter: Financial Services Compensation Scheme Funding
Effective Date: 28th September 2006
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IPRU-INV 9.2 GENERAL REQUIREMENTS
Chapter: Financial resources requirements for an exempt CAD firm [deleted]TOPIC TITLE
Effective Date: 4th November 2016
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SUP 13.2 Introduction
Chapter: Exercise of passport rights by UK firmsExercise of passport rights by UK firms [deleted]
Effective Date: 26th February 2009