FEES 5 Annex 1R 4719461753242525Annual General Levy Payable in Relation to the Compulsory Jurisdiction for 2016/1727

1-Deposit acceptors, home finance providers,14 home finance administrators 9 (excluding firms in block 14) and dormant account fund operators14

Number of accounts relevant to the activities in DISP 2.6.1 R9 as at 31 December

In the case of dormant account fund operators, the tariff base is the number of eligible activated accounts (8).14

£0.0453027 1715 per relevant account, subject to a minimum levy of £211001

2-Insurers - general (excluding firms in blocks 13 & 15)

Relevant annual gross premium income

£0.127627 1715 per £211,000 of relevant annual gross premium income, subject to a minimum levy of £21100

3-The Society (of Lloyd's)

Not applicable

£25,9892117 to be allocated by the Society

4. Insurers - life (excluding firms in block 15)

Relevant adjusted annual gross premium income

1725£0.0173027 per £211,000 of relevant adjusted annual gross premium income, subject to a minimum levy of £130211

5. Portfolio managers22 (including those holding client money/assets and not holding client money/assets)

Flat fee12

1Levy of £2752417

6. Managers and depositaries of investment funds, and operators of collective investment schemes or pension schemes22

Flat fee

Levy of £602417

7-Dealers as principal

Flat fee

Levy of £752117

8-Advisors,20 arrangers, dealers or brokers holding and controlling client money and/or assets

Annual income as defined in FEES 4 Annex 11A relating to firm’s relevant business.20

17120£0.149 25 per £1,000 of annual income subject to a minimum fee of £4521

9-Advisors,20 arrangers, dealers or brokers not holding and controlling client money and/or assets

Annual income as defined in FEES 4 Annex 11A relating to firm's relevant business.20

17£0.1 25 per £1,000 of annual income subject to a minimum fee of £4521

10-Corporate finance advisers

Flat fee

Levy of £552117

11-fee-paying payment service providers (but excluding firms in any other Industry block13 except Industry block 18)17

For authorised payment institutions, electronic money issuers (except for small electronic money institutions),17 the Post Office Limited, the Bank of England, government departments and local authorities, and EEA authorised payment institutions relevant income as described in FEES 4 Annex 11 Part 31391

£0.00072417 per £211,000 of relevant income subject to a minimum levy of £217515

For small payment institutions and small electronic money institutions 17a flat fee13

Levy of £35211713

12-

N/A for 2016/1727151

13-Cash plan health providers

Flat fee

Levy of £652117

14-Credit unions

Flat fee

Levy of £552117

15-Friendly societies whose tax-exempt business represents 95% or more of their total relevant business

Flat fee

Levy of £652117

16-3Home finance providers, advisers and arrangers 9 (excluding firms in blocks 13, 14 & 15)

Flat fee

Levy of £902417

17 - General insurance mediation (excluding firms in blocks 13, 14 & 15)

Annual income (as defined in MIPRU 4.3) relating to firm's relevant business12

1725£0.49027 per £211,000 of annual income (as defined in MIPRU 4.3) relating to firm's relevant business subject to a minimum levy of £10021

1718 - fee-paying electronic money issuers

For all fee-paying electronic money issuers except for small electronic money institutions, average outstanding electronic money, as described in FEES 4 Annex 11 Part 3.18

£0.001624 per £211,000 of average outstanding electronic money subject to a minimum levy of £21751918

For small electronic money institutions, a flat fee

Levy of £21501923

2319 - Credit-related regulated activities with limited permission

For not-for-profit debt advice bodies, a flat fee

Levy of £024

For all other firms with limited permission, a flat fee

Levy of £3524

2320 - Credit-related regulated activities

Annual income as defined in FEES 4 Annex 11BR

Levy of £35

Plus £0.02 per £1,000 of annual income on income above £250,00024

21 -26 CBTL firms55 that do not have permission to carry out any regulated activities27

Flat fee55

Levy of £3527

2622 - designated credit reference agencies (but excluding firms in any other industry block)

Flat fee

[TBC]

2823 – designated finance platforms (but excluding firms in any other industry block)

28Flat fee

28[TBC]

4

[not used]

5

The industry blocks in the table are based on the equivalent activity groups set out in Part 1 of FEES 4 Annex 1A46 and Part 2 and Part 2A of FEES 4 Annex 1117.

6

Where the tariff base in the table is defined in similar terms as that for the equivalent activity group in46 Part 3 of FEES 4 Annex 1A46 or Part 3 of FEES 4 Annex 1117, it must be calculated in the same way as that tariff base - taking into account only the firm's relevant business.

117

[deleted]17

148

Eligible activated accounts are the number of repayment claims met by the dormant account fund operator as at the 31 December.