To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).
-
FEES 5.4 Information requirement
Chapter: Financial Ombudsman Service Funding
Effective Date: 26th July 2007
-
FEES 4.4 Information on which Fees are calculated
Chapter: Periodic fees
Effective Date: 27th September 2007
-
DISP 1.11 The Society of Lloyd's
Chapter: Complaint handling procedures for firms
Effective Date: 1st November 2007
-
FEES 4.3 Periodic fee payable by firms (other than ICVCs and UCITS qualifiers)
Chapter: Periodic fees
Effective Date: 23rd March 2006
-
FEES 5.1 Application and Purpose
Chapter: Financial Ombudsman Service Funding
Effective Date: 15th December 2005
-
FEES 3.2 Obligation to pay fees
Chapter: Application, Notification and Vetting Fees
Effective Date: 25th May 2006
-
SUP 16.12 Integrated Regulatory Reporting
Chapter: Reporting requirements
Effective Date: 21st December 2006
-
DISP 1.1 Purpose and application
Chapter: Complaint handling procedures for firms
Effective Date: 20th December 2001
-
FEES 5.3 The general levy
Chapter: Financial Ombudsman Service Funding
Effective Date: 1st January 2006
-
FEES 5.9 Leaving the Financial Ombudsman Service
Chapter: Financial Ombudsman Service Funding
Effective Date: 1st January 2006
-
SUP 16.3 General provisions on reporting
Chapter: Reporting requirements
Effective Date: 20th September 2001
-
FEES 2.2 Late Payments and Recovery of Unpaid Fees
Chapter: General Provisions
Effective Date: 23rd March 2006
-
DISP 1.10 Complaints reporting rules
Chapter: Complaint handling procedures for firms
Effective Date: 6th December 2007
-
FEES 6.5 Compensation costs
Chapter: Financial Services Compensation Scheme Funding
Effective Date: 28th September 2006
-
FEES 6.1 Application
Chapter: Financial Services Compensation Scheme Funding
Effective Date: 15th December 2005