FEES 4 Annex 9 2 2Periodic fees in respect of securities derivatives for the period from 1 April 62013 to 31 March 20147653

R01/04/2013

1Part 1

This table shows the fee amount applicable to firms and market operators in respect of certain securities derivatives.3

For the purposes of this Annex, a3 relevant contract3 is any contract 3entered into or settled 3by firms on or through LIFFE or Eurex Clearing AG3 in securities derivatives 3 and the relevant period is 1 January 20116 5 3 2 to 31 December 20116 5 3 2 inclusive.

3 3 3 2 3 6 2 3 5 6 2 2 3 5 6 7

Fee amount for firms
Number of relevant contracts entered into by the firm during the relevant period	Fee amount
0 - 100	£0
101 - 1,000	£5956 5 3 2 2 3 5 6
1,001 - 100,000	£2,9956 5 3 2 2 3 5 6
100,001 - 1,000,000	£9,0006 5 3 2 3 5 6
1,000,001 - 5,000,000	£21,6006 5 3 2 3 5 6
5,000,001 - 20,000,000	£38,2806 5 3 2 2 3 5 6
>20,000,000	£58,3006 5 3 2 3 5 6
Fee amount for market operators
Market operators providing facilities for trading in securities derivatives 3that do not identify those securities derivatives 3using an International Securities Identification Number 4 8. 3 3 4 8	£11,1506 5 3 3 5 6

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FEES 4 Annex 9 2 2Periodic fees in respect of securities derivatives for the period from 1 April 62013 to 31 March 20147653