Content Options:

Content Options

View Options:

FEES 4 Annex 9 22Periodic fees in respect of securities derivatives for the period from 1 April 62012 to 31 March 2013653

R

1Part 1

This table shows the fee amount applicable to firms and market operators in respect of certain securities derivatives.3

For the purposes of this Annex, a3 relevant contract3 is any contract 3entered into or settled 3by firms on or through LIFFE or Eurex Clearing AG3 in securities derivatives3 and the relevant period is 1 January 20116532 to 31 December 20116532 inclusive.

The fee shown in the table below for firms (but not for market operators) will be subject to a deduction of 1.265%,3 as if that fee were a periodic fee charged under FEES 4.3.3 R, and the deduction were a deduction set out in Part 2 of FEES 4 Annex 2 R.

333236235622356

Fee amount for firms

Number of relevant contracts entered into by the firm during the relevant period

Fee amount

0 - 100

£0

101 - 1,000

£5956532

2356

1,001 - 100,000

£2,9956532

2356

100,001 - 1,000,000

£9,000653

2356

1,000,001 - 5,000,000

£21,600653

2356

5,000,001 - 20,000,000

£38,280653

22356

>20,000,000

£58,300653

2356

Fee amount for market operators

Market operators providing facilities for trading in securities derivatives 3that do not identify those securities derivatives 3using an International Securities Identification Number 48.

3348

£11,150653

356