Content Options

View Options

Status: You are viewing the version of the handbook as on 2011-04-29.

FEES 4 Annex 9 22Periodic fees in respect of securities derivatives for the period from 1 April 2010 to 31 March 20113

R

1Part 1

This table shows the fee amount applicable to firms and market operators in respect of certain securities derivatives.3

For the purposes of this Annex, a3 relevant contract3 is any contract 3entered into or settled 3by firms on or through LIFFE or Eurex Clearing AG3 in securities derivatives3 and the relevant period is 1 January 200932 to 31 December 200932 inclusive.

The fee shown in the table below for firms (but not for market operators) will be subject to a deduction of 7.5%,3 as if that fee were a periodic fee charged under FEES 4.3.3 R, and the deduction were a deduction set out in Part 2 of FEES 4 Annex 2 R.

3332323223

Fee amount for firms

Number of relevant contracts entered into by the firm during the relevant period

Fee amount

0 - 100

£0

101 - 1,000

£55032

23

1,001 - 100,000

£2,77532

23

100,001 - 1,000,000

£8,3403

23

1,000,001 - 5,000,000

£20,0003

23

5,000,001 - 20,000,000

£35,4353

223

>20,000,000

£54,0003

23

Fee amount for market operators

Market operators providing facilities for trading in securities derivatives 3that do not identify those securities derivatives 3using an International Securities Identification Number 48.

3348

£10,3003

3