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FEES 4 Annex 8 1247654Periodic fees in relation to the Disclosure and Transparency Rules for the period 1 April 2014 to 31 March 20159

R

Annual fees for the period 1 April 7652014 to 31 March 20159

23678

All non-listed issuers of shares, depositary receipts and securitised derivatives. Annual fees for listed issuers in respect of Disclosure Rules and Transparency Rules obligations are incorporated in the annual fee for listed issuers under the Listing Rules.

(1) For all non-listed issuers of securitised derivatives, depositary receipts and global depositary receipts the fees payable are set out in Table 1.

(2) For all other non-listed issuers, fees to be determined according to market capitalisation as set out in Table 2. The fee is calculated as follows:

(a)

the relevant minimum fee; plus

(b)

the cumulative total of the sums payable for each of the bands calculated by multiplying each relevant tranche of the firm's market capitalisation by the rate indicated for that tranche.

Fees from other fee schedules contained in other sections of the sourcebook may be applicable to a single submission.

Table 1

Annual fees for non-listed issuers of securitised derivatives, depositary receipts and global depositary receipts

Issuer

Fee amount

Issuers of securitised derivatives

£3,8008753

2378

Issuers of depositary receipts and global depositary receipts

£3,0408753

23578

Table 2

Fee payable

Minimum fee (£)

3,8008753

23578

£ million of Market Capitalisation as at the last business day of the November prior to the FCA financial year in which the fee is payable7

Fee (£/£m or part £m of Market Capitalisation) as at the last business day of the November prior to the FCA financial year in which the fee is payable)7

0 - 100

0

>100 - 250

75422.7788289

234578

>250 - 1,000

7549.1109279

234578

>1,000 - 5,000

7545.6081509

234578

>5,000 - 25,000

7540.1368009

234578

>25,000

7540.0441979

234578

Table 3 - Primary information providers10

713

10Fee payable

£15,000