Content Options

View Options

Status: You are viewing the version of the handbook as on 2011-04-29.

FEES 4 Annex 8 124Periodic fees in relation to the disclosure rules and transparency rules for the period 1 April 2010 to 31 March 201154

R

Annual fees for the period 1 April 2010 to 31 March 20115

23

All non-listed issuers of shares, depositary receipts and securitised derivatives. Annual fees for listed issuers in respect of Disclosure Rules and Transparency Rules obligations are incorporated in the annual fee for listed issuers under the Listing Rules.

(1) For all non-listed issuers of securitised derivatives, depositary receipts and global depositary receipts the fees payable are set out in Table 1.

(2) For all other non-listed issuers, fees to be determined according to market capitalisation as set out in Table 2. The fee is calculated as follows:

(a)

the relevant minimum fee; plus

(b)

the cumulative total of the sums payable for each of the bands calculated by multiplying each relevant tranche of the firm's market capitalisation by the rate indicated for that tranche.

Fees from other fee schedules contained in other sections of the sourcebook may be applicable to a single submission.

Table 1

Annual fees for non-listed issuers of securitised derivatives, depositary receipts and global depositary receipts

Issuer

Fee amount

Issuers of securitised derivatives

£2,96053

235

Issuers of depositary receipts and global depositary receipts

£3,55253

235

Table 2

Fee payable

Minimum fee (£)

2,96053

235

£ million of Market Capitalisation

Fee (£/£m or part £m of Market Capitalisation)

0 - 100

0

>100 - 250

18.87468554

2345

>250 - 1,000

7.54937354

2345

>1,000 - 5,000

4.64694954

2345

>5,000 - 25,000

0.11335354

2345

>25,000

0.03662254

2345