Reset to Today

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004.

Content Options:

Content Options

View Options:

FEES 4 Annex 7 124Periodic fees in relation to the Listing Rules for the period 1 April 82013 to 31 March 2014138764

R

1Fee type

Fee amount

Annual fees for the period 1 April 2013 to March 2014987613

234478

Annual Issuer Fees - all listed issuers of shares, depositary receipts and securitised derivatives. This fee represents the total annual fee for a listed issuer - no additional annual fee is due under the disclosure rules and transparency rules.

(1) For all issuers of securitised derivatives, the fees payable are set out in Table 1.

(2) For all other issuers, fees to be determined according to market capitalisation, as at the last business day of the November prior to the fee year9in which the fee is payable,5 are 3as set out in Table 1A for issuers of global depositary receipts and Table 2 for other issuers.9 The fee is calculated as follows:

(a) the relevant minimum fee; plus

(b) the cumulative total of the sums payable for each of the bands calculated by multiplying each tranche of the firm's market capitalisation by the rate indicated for that tranche.

(3) Notwithstanding (2), overseas issuers with a listing of equity securities which is not a primary listing premium listing 6will only pay 80% of the fee otherwise payable under (2).

89988

No fee is due under this annex in relation to regulated covered bonds. 1 R sets out the fees due in relation to regulated covered bonds.

Annual fees are charged in annual cycles beginning on 1 April of a year and ending on 31 March of the following year. For fees purposes issuers should take into account only equity ordinary shares, including those issued by suspended issuers.

Table 1

The annual fee8 for issuers of securitised derivatives is 4,750.98

889

Table 1A9

Tiered annual fees for issuers of global depositary receipts9

9Fee payable

Minimum fee (£)

3,800

£ million of Market Capitalisation as at the last business day of the November prior to the fee year in which the fee is payable

Fee (£/£m of part £m of Market Capitalisation as at the last business day of the November prior to the fee year in which the fee is payable)

0 - 100

0

> 100 - 250

22.879515

> 250 - 1,000

9.15119

> 1,000 - 5,000

5.632939

> 5,000 - 25,000

0.137405

> 25,000

0.044392

Table 2

Tiered annual fees for all other issuers

Fee payable

Minimum fee (£)

£4,7509863

23689

£ million of Market Capitalisation as at the last business day of the November prior to thefee year9 in which the fee is payable5

9

Fee (£/£m or part £m of Market Capitalisation as at the last business day of the November prior to thefee year9 in which the fee is payable)5

9

0 - 100

0

>100 - 250

28.5993949864

234689

>250 - 1,000

11.4389999864

234689

>1,000 - 5,000

7.0411739864

234689

>5,000 - 25,000

0.1717569864

234689

>25,000

0.0554909864

234689

6

67813