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FEES 4 Annex 6 14912171617Periodic fees for recognised investment exchanges, and recognised auction platforms payable in relation to the period 1 April 2016 to 31 March 201719

R

1In this Annex:

- the term recognised body includes a body which was a recognised investment exchange recognised under the Financial Services Act 1986 and which is a recognised body as a result of Regulation 9 of the Recognition Requirements Regulations;

22

- the term recognition order includes a recognition order made by the FCA under section 37 of the Financial Services Act 1986 or a recognition order made by the Treasury under section 40 of the Financial Services Act 1986 in relation to overseas investment exchanges22.

22

Part 1 - Periodic fees for UK recognised investment exchanges12

1222

15Name of UK recognised body

Amount payable (£)17

ICE Futures Europe

18

1,279,20019

16161717

LIFFE Administration and Management

300,00017

1616

London Metal Exchange

674,04019

161617

London Stock Exchange plc

934,80019

161617

ICAP Securities & Exchange Limited (RIE)

329,64019

161617

BATS Trading Limited

496,92019

161617

16CME Europe Limited

344,40019

1717

17Euronext London Limited

314,88019

17

Any other UK recognised investment exchange17 recognised as such by a recognition order made in the fee year

17

19300,000

12Part 1A - Periodic fees for recognised auction platforms

15Name of recognised auction platform

Amount payable (£)17

An RAP recognised as such by a recognition order made in the fee year

53,33319

1717

Part 2 - Periodic fees for overseas recognised investment exchanges 15 (£)17

15

15The Chicago Mercantile Exchange (CME) (ROIE)

61,00819

16161717

Chicago Board of Trade

61,00819

16161717

EUREX (Zurich)

61,00819

16161717

National Association of Securities and Dealers19 Automated Quotations (NASDAQ)

61,00819

16161717

New York Mercantile Exchange Inc.

61,00819

16161717

The Swiss Stock Exchange

61,00819

16161717

Sydney Futures Exchange Limited

61,00819

16161717

ICE Futures US Inc.19

61,00819

16161717

17

61,00819

1616

Any other overseas investment exchange recognised as such by a recognition order made in the fee year

61,00819

16161717