FEES 4 Annex 6 1 4 9 12Periodic fees for recognised investment exchanges, and recognised auction platforms payable in relation to the period 1 April 2014 to 31 March 201516

R04/07/2014

1In this Annex:

- the term recognised body includes a body which was a recognised investment exchange recognised under the Financial Services Act 1986 and which is a recognised body as a result of Regulation 9 of the Recognition Requirements Regulations;

- the term recognition order includes a recognition order made by the FCA under section 37 of the Financial Services Act 1986 or a recognition order made by the Treasury under section 40 of the Financial Services Act 1986 in relation to overseas investment exchanges22.

Part 1 - Periodic fees for UK recognised investment exchanges12

12 22

15Name of UK recognised body	Amount payable
ICE Futures Europe Ltd	£890,00016 16
LIFFE Administration and Management	£890,00016 16
London Metal Exchange	£645,00016 16
London Stock Exchange plc	£870,00016 16
ICAP Securities & Exchange Limited (RIE)	£315,00016 16
BATS Trading Limited	£475,00016 16
16CME Europe Limited	£300,000
Any other UK recognised clearing house recognised as such by a recognition order made in the fee year	£300,000

12Part 1A - Periodic fees for recognised auction platforms

15Name of recognised auction platform	Amount payable
An RAP recognised as such by a recognition order made in the fee year	£50,000

Part 2 - Periodic fees for overseas recognised investment exchanges 15

15The Chicago Mercantile Exchange (CME) (ROIE)	£58,00016 16
Chicago Board of Trade	£58,00016 16
EUREX (Zurich)	£58,00016 16
National Association of Securities and Deals Automated Quotations (NASDAQ)	£58,00016 16
New York Mercantile Exchange Inc.	£58,00016 16
The Swiss Stock Exchange	£58,00016 16
Sydney Futures Exchange Limited	£58,00016 16
ICE Futures US Inc	£58,00016 16
NYSE Liffe US	£58,00016 16
Any other overseas investment exchange recognised as such by a recognition order made in the fee year	£58,00016 16

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FEES 4 Annex 6 1 4 9 12Periodic fees for recognised investment exchanges, and recognised auction platforms payable in relation to the period 1 April 2014 to 31 March 201516